Tuesday, May 19, 2015

Your Welfare We be Cutting!

Amidst all the criticisms of the BJP government on the basis of their right wing cultural agenda(which is worrying enough), something that tends to get drowned out is the debate regarding their regressive economic policies. What hasn't been talked about enough, is that within the two budget sessions that the Modi Government has presided over, has been their assault upon welfare schemes in India.



Now, I am no economics major, so caveat emptor, and while I may try restricting myself to what little I know or understand, I would be extremely grateful if those who understand the subject better than I do would point out the mistakes in this essay(and I will do my best to rectify them).

A quick survey of opinions on social media demonstrate an optimism regarding the 'Modi budgets' in boosting economic growth(by which they mean the growth of the nominal GDP) and investor confidence, but what is galling is how some influential social media personalities, representing the 'young enterpreneurial India' have scored the Government well on social security, for instance this answer on Quora which scores them 9/10 on social welfare, completely ignoring the more in-your-face cuts in welfare spending by the Central Government.

Worryingly, a lot of people take such opinions as 'facts', rather than doing any background research or reading between the lines. Furthermore, even when accepting the reality of such cuts in social welfare spending, 'Young India' often accepts the rhetoric that such cuts in social security are 'necessary' to achieve 'economic growth'(again, nominal GDP).

One of the biggest concerns is Government spending on health. Even during the UPA regimes, the health budget peaked at a 4%(inclusive of private healthcare) of the GDP and in 2010, the WHO listed the total expenditure on health at purchasing power parity per capita at a paltry 126$ coming in at 151st place out of 191 nations. The spending on public healthcare is shockingly low at a mere 1.3% of the GDP. The over-reliance on private healthcare providers makes healthcare an expensive proposition for most Indians. The reliance on the private sector is at 70% and 63% of urban and rural households respectively.

While Modi ambitiously talked about introducing a 'Right to Health', he simultaneously slashed the Union's abysmal health expenditure by a further 1/5th. What the budget cuts do is that healthcare needs must be met by the private sector which can severely overcharge patients in the absence of competition from an affordable/free public health system. This comes in a nation where over 1.5 million hospital beds need to be added and the number of medical personnel need to be increased twofold to meet the minimum standards set by the WHO.

But it isn't just the healthcare sector which has faced budget cuts, there are two key sectors which the previous NDA and UPA governments had declared as 'rights' which are facing serious budget cuts- education and food.

Take the Vajpayee government's own pioneering scheme for instance, the Sarva Siksha Abhijan, the compulsory free primary education project, on which spending has decreased from nearly 278 billion rupees to 220 billion rupees(a cut of 22.14%). The funding for the Mid-Day meal project has been cut by 16.41%, the Madhyama Siksha Abhijan for secondary education by 28.7% and the Rashtriya Uchhattar Shiksha Abhiyan for supporting state colleges by a massive 48%. The overall spending has decreased from 828 billion rupees to 690 billion rupees(both figures approximate), a cut 24.68%.

This comes when the MHRD set an initial requirement of 550 billion for the expansion of the SSA. The UPA government fell short of the targeted 6% of the GDP being spent on education at a peak of 4%, and the Modi government has cut that back further.

What is counterintuitive is that if Modi even wishes to fulfill his 'dream' of 'Make in India' and other nationalistic ambitions with regards to a skilled workforce, spending on education is vital. Problems of a low literacy rate, especially in rural areas, and high rates of dropping out cannot be solved by merely wishing them away. The Mid-Day meal project for instance was proven to increase enrolment, decrease drop-out rates, increase attendance and has been secondarily linked to improving academic performance as well. Furthermore, the condition of the public education system with regards to infrastructure isn't very encouraging either. I fail to see how such problems can be dealt with by reducing expenditure.

Turn over to food security, at present, the food security bill offers highly subsidized foodgrain to nearly 70% of the Indian population. However, the Government appointed Shanta Kumar committee has recommended lowering coverage to just 40% of the population. Furthermore, among other recommendations is the proposal to translate this into the form of a cash transfer as opposed to directly providing claimants with food.

The first problem with this is that poverty estimates in India, to put it very mildly, are very conservative(to frame it correctly would be to say they are ridiculous). The Rangarajan committee puts it at 29.5% of the population being below the poverty line(with a daily income of Rs. 32 for rural areas and Rs. 47 for urban areas being the new criteria). These figures do not take into account local variations or inflation and even were these figures adjusted, they'd still be well below the upper-limit of what one normally thinks of as poor. Secondly, much like the previous points of health and education, food as an essential service should be(and is presently) looked at as a right on which there should really be no compromise.

The other problem with this is if you consider the system of cash transfers as a viable substitute for the food. There have been numerous instances of hoarding, looting etc. associated with directly providing the foodgrain, and these are very legitimate concerns. The thing is that cash transfers are often ineffictive in getting the desired results because of certain seemingly odd consumer choices, as reported by Abhijit Banerjee and Esther Duflo, that cash transfers often result in the poor spending the welfare money on non-essential purchases such as meat/fish or even certain luxuries. When thinking of things like food security it is important to see that such programmes are reaching their targets, providing people with money guarantees that less than if anyone were to argue that the leakages through malpractice in the distribution are the reason to move towards cash trasfers. Furthermore, the estimates of leakages is grossly exaggerated at 47% by the Kumar committee, according to Dreze, who goes on to say that even in Bihar, the amount of leakages is actually decreasing.

Similar accusations of 'inefficiency' have been used to justify a vicious cutback of the National Rurual Employment Guarantee Act. It is a fact that the system has led to a lot of embezzlements and the bureaucratic mess that ensues is a fault of its implementation. Of course, that does not mean the act needs to be rolled back without any stable alternative proposal that guarantees universal minimum income. The Union Government has not taken this up, even while rolling back on the NREGA. Furthermore, the various benefits of the NREGA far outweigh its deficiencies. References here, here and here.

With the Modi government's gung ho promotion of 'e-governance' and cash transfers in virtually every other area(even where it could be detrimental, such as food security), one has cause to wonder why they haven't thought of implementing such a programme in the sphere of minimum income guarantee, while complaining about 'inefficiency' in almost every sector of welfare.

And although these are the most striking examples of the apathy of the government towards welfare and social justice, these are not the only examples of the same. Labour laws have been relaxed instead of strengthened and the government is actively pushing land acquisition through ordinances and in the parliament, but those are topics for an essay at some other time.

Much of the justification for cutting spending across the board has been that it is 'unaffordable' and 'necessary' to reduce deficit. However, at the same time, the already bloated defence budget has gone up when it could have been slashed radically to offer space for welfare schemes. Furthermore, the abolition of the wealth tax does nothing to stem the deficit either.

It also stands to question why the middle-class and income tax payers are still subsidized by the Government in view of the fiscal deficit. LPG and petroleum subsidies seem unreasonable, but remain more or less intact. There is also the question why the taxation rates on goods such as automobiles hasn't been raised radically enough.

Privatisation isn't a bad thing, and I believe that private enterprise is a right in liberal democracies. Neither am I opposed to the presence of private healthcare or education. There are in fact, sectors, where I think the private sector could offer very healthy competition to public sector initiatives and it stands to reason that such sectors should be opened up to private enterprise.

However, it is quite problematic when the Government shirks off its own responsibility in offering social security and entrusts it to private entities who are essentially, for-profit businesses. It is unfortunate that the present Government cares more for businesses than it does for the general population.

Thursday, January 1, 2015

21 Things that will make Aantels Hate You.



Have you ever seen an aantel? They are usually seen wearing long kurtas, sandals and jholabags haunting their natural habitats in College Street, Coffee House, Nandan and Jadavpur, exuding an aura of self-importance, pretentiousness and an ethereal wisdom. Reports have had it that they were fast becoming endangered since the '80s, but due to conservation efforts, they have made a sort comeback in recent years. However, aantels are an extremely sensitive species; it is recommended that people keep certain points in mind while approaching the Feral Aantel. Things that will make the stereotypical bourgeois Bengali intellectual hate you:
1. You do not give a rat's arse about Foucault or Derrida or Sartre- Expect people to stare at you with looks ranging from genuine pity, to incredulity at your apparent illiteracy. Seriously. Nobody cares about the fact that you know your thermodynamics. The general aantel couldn't tell you anything about the Second Law to save his/her life, which obviously implies that it is irrelevant. If it were, the aantel would know. Fuck you.
2. You do not like obfuscation or obscurantism- What sort of conversation DOESN'T require you to use a thesaurus? If an aantel were a chef, a conversation would be like a very spicy curry. Random academic jargon and names of philosophers, poets, revolutionaries or sondesh-er dokan are much like the bhoot jolokia chilli. You will be so overwhelmed by such a curry, that most of you will be waiting for the ordeal to pass. The few of you who can stomach it may just realise that the curry really had no flavour other than the excessive spice, but most of you won't care to call the bullshit when you see it.
3. You think Baul, Mohiner Ghoraguli or Leonard Cohen are lame- 'Really? We do not care that you have developed an appreciation for Mozart, Chopin or Nikhil Banerjee. You don't like Baul. You suck. Period.' The undue fascination with Baul is because Bengalis never quite had hippies or Jimi Hendrix; a Baul Mela is the closest thing we have to Woodstock, and Bauls and Fakirs are usually high on ganja, just like Hendrix was usually high on acid. Mohiner Ghoraguli because bands are the shizz. I don't know why they like Cohen, but 'touched your perfect body with my perfect mind' may be the most aantels way of saying 'I wanked off to you.'
4. You don't pretend that you actually liked Goddard- 'Aantel cinema is not to be liked or understood. As a matter of fact, the less you understand something, the better it is. That shows the true brilliance of the director.' [By the same logic, the Transformers franchise is probably the greatest thing to happen to cinema, but Michael Bay is a corporate sellout, unlike Goddard]
5. You prefer Saratchandra to Nabarun and Madhusudan to the Hungry Generation(Not to mention your disdain for Albert Camus)- [a random aantel somewhere just suffered a stroke]
6. You do not idealize or admire the Naxals- Remember people, if aantels were Shi'ite Muslims, the Naxal era might be their Karbala.
7. You do not like Marx or his successors- That's like not liking Jesus Christ to an average Christian. Also, it makes you a bourgeois, capitalist, neoliberal, imperialist, racist, fascist sunnavabitch. 
8. You may have sided with America or Israel in certain situations- 'Imperialist CIA agent!'
9. You think Parliamentary democracy is the best system we have- 'You crazy? Boycott the general elections! Nothing good will come off it anyway. They're all a bunch of sellouts.'
10. But they'll also hate you if you actually buy that and refuse to participate in the Student or Worker's Union or Film Club elections- 'This is different, dumbfuck! That's the state, this is us. We're the good guys.'
11. You've supported Government policy from time to time- 'Sellout!'
12. You don't hate corporations- 'Corporate Sellout!'
13. You openly like pop culture and mass media- The dirty little secret is that like oral sex, almost everyone enjoys it, but much like oral sex, you're not supposed to talk about it in the open. It's uncool. Haven't you watched 'Manufacturing Consent'?
14. You don't like their double-standards on sexuality- Aantels will tell you all about how love is intellectual or mental or something blah blah blah, but bottom-line is that looks apparently have very little to do with it and their 'sexuality' is just a physical manifestation of 'love'. Very well. But very few of them have partners wo are not considered conventionally attractive. But that shouldn't be weird. Also 'Porn is exploitation, you should really see bukkake videos and see what I'm talking about.'
15. You think weed is the shizz- 'Fucking stoners....'
16. You do not think that weed is the shizz- 'So you think the Government should decide what I put in my body? Fuck you. Weed is good for you, have a toke mahn!'
17. You don't believe in 'counter-culture'- This is a double entendre; aantels tend to believe in the power of alternative art changing the world, if you don't, they won't like you. But you want to know what they really hate? Smoking an entire cigarette by yourself. You must always give them 'counters'. It's like the aantel equivalent of income tax.
18. You don't think Hinduism is the worst thing to happen to mankind(This includes a more or less equal disdain towards religion in general)- 'Hinduism is goddamned evil! I'm gonna eat beef just to piss off these khaki chaddis.' So, what about pork to piss of Muslims? 'We must respect the sentiments of those who are religious. We cannot impose our atheism on others'. Okay......
19. You support a (Gender-neutral) Uniform Civil Code- 'What the fuck, man? You support those khaki chassis? Fascist!' [Gender equality be damned]
20. You want to get rich and ride a BMW- .........
21. You make offensive lists about a particular stereotype thereby essentializing a community. Fuck You.

Sunday, December 28, 2014

To be or not to be(Hindu)?

On Aamir Khan's latest movie PK being apparently offensive to Hindus, various lesser Hindu outfits have claimed that their outrage is not regarding the fact that Bollywood keeps ripping off posters from obscure Portuguese singers, but because Mr. Khan is a Muslim and he made fun of cows.

But by Shri Shri Hanumanji and Maa Kali, that is a contradiction by Lord Rama's line of reasoning. Hence, apasanskritik(or whatever).

1. Mr. Khan is a Muslim.
2. Mr. Khan's film is offensive because he's Muslim(I.e. Not Hindu).
Taking the contrapositive of 2., we get-
2'. Mr. Khan's film would not be offensive were he not Muslim.

A. Mr. Khan is an Indian. (For Ganesha's sake! He teaches you about being a good Indian on a frickin' Star Plus show)
B. All Indians are Hindus.
A. and B. imply
C. Mr. Khan is Hindu.

Now C. taken with 2' give us a contradiction.
So either PK is just offensive, irrespective of the religious identity of its lead actor OR Muslims are not Indians.

Also, a happy and sanskari New Year to you all!
Remember, no partying or sex outside marriage, or Lord Indra will strike you down with fire and brimstone.

Wednesday, December 10, 2014

Hyperreaction

Much of the outrage regarding the 'Taxi Sexual Assault' in New Delhi last week is centered around a belief that a proper background check on the driver wasn't done, one that would have revealed his past crimes as a sex offender.

What the media and the other Batmen and Robins tend to forget is that the concerned individual was acquitted of previous charges. In other words, the court of law found him to be innocent after assessing the evidence and questioning the witnesses, and there's no reason why he shouldn't have been employed as a taxi driver.

Allegations are simply not enough to deny a man or woman employment, or indeed, enough to boycott them socially or culturally. That's not to say that whoever so is let off by the courts is indeed innocent, but that more often than not, there exists reasonable doubt to question their guilt. Even so, mistakes do happen. These mistakes can go either way; guilty men may walk free, while the innocent may be in prison. Does your doubt regarding the efficacy of the judicial system translate into a belief that someone who has been condemned to a life in prison was perhaps wrongfully convicted?

And if we are turning into a society that presumes guilt before a proper examination of witnesses and evidence, our idea of justice is truly twisted beyond belief and it is rather fortunate that our judicial system does not have a provision for a jury. Else, we'd be condemning people to prison, or even the gallows, merely on the basis of suspicion and not actual evidence. 

Sunday, June 2, 2013

Of Existence and Brains

Cogito, ergo sum!

Many of us are familiar with René Descartes' statement 'Cogito ergo sum' which is translated to 'I think, therefore I am'. Many of us take this as 'proof' of our existence, but it's not nearly that simple. First, we'll take a look at how he arrived at this.

Descartes arrived at this by systematically doubting everything that could be doubted and he could doubt no more. He realised that what he could not doubt was his own existence because to doubt his own existence, he would necessarily have to exist. Since he had set out with the building philosophy from the ground up, he took this as an axiom and said 'Je pense donce je suis'(Which is quoted verbatim from the Discourse on the Method), which is what I had quoted earlier in Latin and English.

Unfortunately, this statement is not logical inference of the existence of the self. Some of you must have already guessed the basic problem with this statement: The word 'I'.

Take the sentence, 'I think therefore I am'; I exist because I can think(and therefore doubt my own existence). But we are already presupposing the existence of 'I', making a statement about 'I' and then reaffirming that 'I' exists and that is a triviality. To think at all, one must exist in the first place!(Following Kierkegaard, Nietzsche and Russell)
Master of logical consistency

Now, one can actually go further and deny the existence of the self, but is it possible to deny thoughts? I'm not sure it is because even if you are a part of a larger consciousness, your thoughts being just images of that of something bigger and beyond comprehension, the thoughts still exist in some form. If we weaken the statement to 'Thoughts exist', the objection doesn't stand.

However, it is undeniable that there seems to be some truth to what Descartes says and his argument has definite intuitive appeal; it does feel right. So how do we go about justifying it?

The first step would be to stop treating 'I am' as a logical consequence of 'I think', but as a product of a process. The irrefutability of my own existence is a product of the process of my questioning it.

How? Let me say, 'I do not exist'. There's nothing logically wrong with the sentence, but there is something wrong with me stating it. For me to state this sentence, I would necessarily have to exist. If I try convincing you of the fact that I do not exist, by doing so, I am contradicting myself. This is an example of what Jaakko Hintikka calls an existentially inconsistent sentence. When you say 'I do not exist', you are not treating 'I' as an arbitrary quantity, but you are referring to yourself. When you make any self-referential statement, you necessarily acknowledge your own existence.
Who said old Finnish Logicians don't look cool? Jaakko Hintikka disproves!


But say all that exists are your thoughts and everything else is an illusion, what then? Isn't that a dead end too? Probably the simplest way to refute this is to rely on a principle that was championed by Bertrand Russell called Occam's Razor. This basically states that if there are two competing hypotheses, the one making less suppositions is the better hypotheses. It turns out that accepting reality as we perceive it requires far less suppositions than if we were to interpret these as illusions(Refer to Bertrand Russell's Problems of Philosophy).

But there's another approach to this problem and I'll explain it next:
"Your mind makes it real"

Let's modernise the setting, let's assume the I'm a brain in a vat which is being fed all sorts of information that corresponds to my senses by a computer. It definitely helps if you've seen The Matrix.(We're following Hilary Putnam's arguments).

Yes you are.

But first, let's consider a few things; If say, an alien from a different planetary system comes to Earth, sees our flora and draws a tree; without much objection, we can say that the picture does indeed refer to a tree. Now, say the alien has never been to Earth and draws a rather accurate picture of a tree quite randomly; can one say that the picture refers to an object or concept that it has never experienced before? According to Putnam, the answer is no.


This is what is termed as causal constraint and the principle is illustrated as follows:
'A term refers to an object only if there is an appropriate causal connection between that term and the object'

Now suppose a brain-a-vat(BIV for short) talks of 'trees'(note that the BIV cannot see a tree in your sense, and even when it talks of trees, it seems to speak because it's a brain in a vat -_- ), by causal constraint, it cannot be referring to a tree as we know it(and trees may not even exist), so what does it mean by the tree token? Putnam says that this can be one of three things:

  1. 'Trees in the image' i.e. the experiences of the brain.
  2. Neural impulses that stimulate the brain causing it to have experiences similar to those of a normal human while it sees trees.
  3. The computer programme that is responsible for the stimuli and experiences.
    Trapped in a vat? Who you gonna call? Hilary Putnam!
Before Putnam, if the BIV had stated 'Here is a tree', it would have been taken that the BIV's token statement was false since we would have assumed that the BIV's token of a tree was referring to real trees. However, if we are to assign truth values to the BIV's statement on the basis of Putnam's assignments of possibilities, it would come out to be true. This is because its sentences express beliefs that are true internally in the brain's world. If you know no external reality, then what you experience is true inside your 'illusion'. 
Now, we are prepared to examine Putnam's arguments. Let us denote distinguish statements of the BIV from that of ours by suffixing the BIV's language with a '*'. 


  1. Either I am a BIV(speaking vat-language) or I am not a BIV(speaking human language)
  2. If I am a BIV(speaking vat-language),  then my utterances of ‘I am a BIV’ are true iff I am a brain* in a vat*.
  3. If I am a BIV (speaking vat-English), then I am not a brain* in a vat*.
  4. If I am a BIV (speaking vat-English), then my utterances of ‘I am a BIV’ are false. [inferred from 2. and 3.]
  5. If I am a non-BIV (speaking English), then my utterances of ‘I am a BIV’ are true iff I am a BIV.
  6. If I am a non-BIV (speaking English), then my utterances of ‘I am a BIV’ are false. [trivially, from 5.]
  7. My utterances of ‘I am a BIV’ are false. [from 1., 4. and 6.]
  8. My utterances of 'I am not a BIV' are true. [contrapositive of 7.]
  9. My utterances of 'I am not a BIV' are true iff I am not a BIV
  10. Hence, I am not a BIV
And as promised, I deduced that under certain assumptions, it is impossible to be a BIV. 

Contrary to what it might seem at first sight, this is actually one of the strongest critiques of metaphysical realism. According to the Stanford Encyclopaedia of Philosophy:

To metaphysical realism, the world is as it is independently of how humans take it to be. The objects the world contains, together with their properties and the relations they enter into, fix the world's nature and these objects exist independently of our ability to discover they do. Unless this is so, metaphysical realists argue, none of our beliefs about our world could be objectively true since true beliefs tell us how things are and beliefs are objective when true or false independently of what anyone might think.

If one were to subscribe to the position of metaphysical realism, he would be forced to admit the plausibility of a 'grand illusion' like the Brain-in-the-Vat thought experiment. However, Putnam showed that such a position is nonsensical even if we take the premises to be true.

Of course, there exist multiple counter-arguments and defenses of metaphysical realism. What is interesting to note is that Hilary Putnam himself was once a proponent of metaphysical realism. When he had published his critiques of metaphysical realism(the BIV experiment and the Model-Theoretic argument, which relies heavily on mathematical logic), he had changed his position to what he calls, Internal Realism. This internal realism resembles the metaphysics of Immanuel Kant on quite a few counts and has been termed as 'idealism in the guise of realism' by many. But it is beyond the scope of this essay to examine any of these.

References:

  1. Key Philosophical WritingsRené Descartes- Wordsworth Editions
  2. Problems of Philosophy- Bertrand Russell- Oxford University Press
  3. Cogito, ergo sum: Inference or Performance?- Jaakko Hintikka- Philosophical Review 71-1962
  4. Reason, History, Truth- Hilary Putnam- Cambridge University Press
  5. Stanford Encyclopedia of Philosophy- plato.stanford.edu

Friday, May 17, 2013

Of Hairy Balls, Fixed Points and Coffee

The title of this post must be inducing a giggle or two from the readers, and yes, you read that right; I will be discussing the 'Hairy Ball Theorem' in this post.

So what is the Hairy Ball Theorem? Formally, it states that an even-dimensional sphere does not possess any continuously differentiable field of unit tangent vectors.

In simpler terms, it basically states that you cannot comb a hairy ball flat without creating a cowlick(a point at which the derivative does not exist, a.k.a. a singularity). No! Not the kind of hairy ball you were thinking of, more like this:


.....or this:


.......and in case you were wondering, this is a cowlick:




Hang on! The coconut is not a ball!

No need to fret, this is topology and we can deform a sphere into a coconut-shape without making cuts or gluing stuff to it. Formally, we say that the coconut-shape is homeomorphic to a 2 dimensional sphere.

Wait a sec! Weren't we talking about 3D spheres just now?

Nope, what we normally call a sphere is mathematically called a 2-sphere for matters of convenience. The 1-sphere is the circle and the 0-sphere is a point. A 3-sphere would basically be a 4 dimensional object.

So coming back to our discussion, if you think about it for a while, you can convince yourself that it is impossible to comb a hairy ball flat.

But why just talk of even dimensional spheres? That's because this fails for the odd-dimensional case, if you need to convince yourself of this, draw a circle and start drawing tangents in an anti-clockwise(or clockwise) direction. You should be able to see that if it were a 'hairy circle', one might easily comb these hairs down in a clockwise or anti-clockwise direction without creating a cowlick. 

However, in mathematics, conviction isn't enough; there might very well be a way to comb a hairy ball flat which we haven't been able to imagine just yet. And moreover, although we have established that a hairy circle can be combed flat, we still haven't established this is true for higher odd dimensional spheres.

But before I go into a formal proof of the theorem, let me talk about its significance and history.

The hairy-ball theorem is actually the consequence of a very important in theorem in topology, first discovered by Henri Poincarécalled the Poincaré-Hopf theorem. This theorem relates the 'index' of a vector field(an analytic concept) to the Euler characteristic of a closed surface(a topological invariant), thereby bringing in a relation in between 2 fields of mathematics which were thought to be unrelated.


Henri Poincaré


However, the Hairy Ball Theorem was proved in generality by the Dutch Mathematician, and father of the Intuitionist School of Mathematics, Luitzen Egbertus Jan Brouwer.

It came about as he was trying to find a proof of what is now known as Brouwer's Fixed Point theorem. The story goes that as he was stirring sugar into a cup of coffee. As he was stirring, he noticed that there always seemed to be a point on the surface which wasn't moving. He concluded that at any given instant, there was always a point which wasn't in motion, even though this point could change in different instances.

What Brouwer's Fixed Point Theorem states is that every continuous mapping from an n-dimensional disk to itself contains a fixed point i.e. a point that remains invariant under the map

This theorem can be deduced from the Hairy Ball Theorem, and I will come to this in my final section.
L.E.J. Brouwer, proving Alfréd Rényi's statement, ''A mathematician is a machine for turning coffee into theorems''

The importance of the fixed point theorem(and its analogues) cannot be underestimated.... It has applications everywhere from mathematics, physics and logic; to economics and biology! Indeed, the Brouwer fixed point theorem was central to the proof of existence of general equilibrium in market economies, for which  Kenneth Arrow and Gérard Debreu received the Nobel Prize in Economics in 1983. It was also used in the original proof of the Nash Equilibria, for which John Forbes Nash Jr. also won the Nobel Prize in Economics.
Kenneth Arrow
G. Debreu 




An interesting physical application of the Hairy Ball theorem is that of wind patterns on planets. Now, since the atmosphere is always in motion due to the planet's rotation, this creates a vector field. By the Hairy Ball Theorem, there must be a position where there is no motion of the atmosphere and this corresponds to the eye of a cyclone or an anti-cyclone. Of course, this effect isn't always observable due to the fact that our atmosphere has layers, but even so, in every layer, there must be a point where no atmospheric motion takes place.
Jupiter with its massive Great Red Spot, a massive anti-cyclonic system

Brouwer's original proof relied on methods from algebraic topology, and that would be beyond the scope of this article. 
Luckily for us, a rather elementary proof of the Hairy Ball Theorem was discovered by John Willard Milnor(the 2011 Abel Prize winner, also a Fields Medalist and Wolf Prize Winner). This proof relies on little else but some basic calculus and analysis.

John Milnor, probably the most important topologist in the latter half of the 20th century



The proof will closely follow that of Milnor, we will first prove the Hairy Ball Theorem and then, using another statement of it, which will be used to prove Brouwer's Fixed Point Theorem.

And now for the proof:

A sphere \(S^{n-1}\) is the set of all vectors in
\(\mathbb{R}^n\) ,\(\alpha=(a_1, a_2,.....a_n)\) such that \(\|\alpha\|=1\)

A vector \(\beta(\alpha)\) in \(\mathbb{R}^n\) is tangent to \(S^{n-1}\) at \(\alpha\) if the inner product(i.e. the 'dot' product), \(\alpha\cdot\beta(\alpha)=0\)

If \(n-1\) is odd, the dot product in between \(\alpha\) and \(\beta(\alpha)\) will be null if \(\beta(\alpha)\) is chosen such that \(\beta(\alpha)=(a_2, -a_1,......, a_n, -a_{n-1})\), thus defining a differentiable vector field of tangent vectors on \(S^{n-1}\).

Now, we will break up the proof into two lemmas:

\(A\) is a compact region in \(\mathbb{R}^n\) and \(x:\to x+t\beta(\alpha)\) is a continuously differentiable vector field defined throughout the neighbourhood of \(A\), \(t\) is any real number.

Our 1st Lemma will be to prove that if \(t\) is sufficiently small, our function is a one-to-one function of \(A\) onto its image and its volume can be expressed as a polynomial function of \(t\)

Proof: \(\beta\) is continuously differentiable over the compact domain, by the mean value theorem, there exists a constant, \(c\) such that \(|\beta(x)-\beta(y)|\leq c|x-y|\)

We choose, \(|t|\leq c^{-1}\), then \(f\) is one-to-one because if \(f(x)=f(y)\), then \(x-y=t(\beta(x)-\beta(y))\) and the inequality \(\|x-y\|\leq |t|c\|x-y\|\) implies \(x=y\)

We write the matrix of the first derivatives of \(f\) as \(I+\frac{\partial\beta_i}{\partial x_j}\) where \(I\) is the identity matrix.
The determinant is a polynomial of \(t\) of the form \(1+tm_1(x)+....+t^nm_n(x)\), the coefficients are continuous functions of \(x\). For a sufficiently small \(|t|\), the determinant is strictly positive. 
The volume of the image region can be calculated by integrating over \(A\) and we see that it is a polynomial function of \(t\)





Now, if the sphere has a continuously differentiable field \(\alpha:\to \alpha+t\beta(\alpha)\) of unit tangent vectors, for any real number \(t\) this function has a length given by \(\sqrt{1+t^2}\)

Our 2nd Lemma will need to prove that if \(t\) is sufficiently small, the function maps the unit sphere in  \(\mathbb{R}^n\) onto the sphere of radius  \(\sqrt{1+t^2}\)
Proof: We assume that \(n>2\) since we've already settled the case for \(S^1\). If \(t\) is sufficiently small, the matrix of 1st derivatives of \(f\) is non-singular throughout the compact region \(A\). By the Inverse Function Theorem, \(f\) maps open sets in the interior of \(A\) to open sets. Hence, the image of the unit sphere is a relatively open subset of the sphere of radius  \(\sqrt{1+t^2}\). But since the image is compact, it is closed and since the image is both closed and open, it must be the entire sphere of radius  \(\sqrt{1+t^2}\).

With these two lemmas in hand, we can now prove the Hairy Ball Theorem.

As region \(A\), we take the space in between the two concentric spheres which is defined by the inequalities \(p\leq \|x\|\leq q\). We extend the vector field \(\beta\) throughout this region by setting \(\beta(r\alpha)=r\beta(\alpha)\) for \(p\leq r\leq q\), it follows that the mapping \(f(x)= x+t\beta(x)\) is defined throughout the region and maps the sphere of radius \(r\) onto the sphere of radius 
 \(r\sqrt{1+t^2}\) , given \(t\) is sufficiently small. Hence, it maps \(A\) onto the region in between the spheres of radius  \(p\sqrt{1+t^2}\) and  \(q\sqrt{1+t^2}\).

Now, we see that \(vol\ f(A)\)\(=\)
 \((\sqrt{1+t^2})^n\)\(vol\)\((A)\)

Now whenever \(n\) is odd, this expression is not a polynomial, which is a contradiction with Lemma 1.

Hence, we've proved the Hairy Ball Theorem.

Now another form of this theorem which follows as a corollary is that an even dimensional sphere does not admit any continuous field of non-zero tangent vectors.

I will not go through the pains of proving this, as TeXing is hard work. :P
But I will prove Brouwer's fixed point theorem using this corollary:

Brouwer's Fixed Point Theorem: Every continuous mapping \(f\) from a disk \(D^n\) to itself possesses at least one fixed point.

Proof: We prove by contradiction. If \(f(x)\neq x\) for all \(x\) in \(D^n\), then the formula \(\beta(x)=x-f(x)\) defines a non-zero vector field \(\beta\) on \(D^n\) which points outward everywhere on the boundary, i.e. \(\alpha\cdot\beta(\alpha)>0\) for every \(\alpha\) in \(S^{n-1}\)

If we set \(\gamma(x)=x-y(1-x\cdot x)/(1-x\cdot y)\), where \(y=f(x)\neq x\)

\(\gamma\) defines a non-zero vector field on \(D^n\) which points directly outward on the boundary i.e. \(\gamma(\alpha)=\alpha\) for all \(\alpha\) in \(S^{n-1}\)

\(\gamma(x)=x\) when \(x\cdot x=1\) and since the denominator never vanishes, the expression depends continuously on \(x\). When \(x\) and \(y\) are linearly independent, \(\gamma(x)\neq 0\) and when they are linearly dependent, \((x\cdot x)y\)=\((x\cdot y\)x\) implies \(\gamma(x)=(x-y)/(1-x\cdot y)\neq 0\)


Now, we will appeal to our geometric intuition for the sake of simplicity:
We take the our new vector field \(\gamma(\alpha)\) to the Southern Hemisphere of our unit sphere \(S^n\) in \(\mathbb{R}^{n+1}\). We identify \(\mathbb{R}^n\) with the hyperplane passing through the equator, \(x_{n+1}=0\) , we use stereographic projection from the North Pole to map every point \(x\) of \(D^n\), to a point \(s(x)=\alpha\) of the southern hemisphere \(a_{n+1}<0 .="" br="" nbsp="">

Applying the derivative of the mapping s at x to \(\gamma(x)\), we get a corresponding tangent vector \(\theta(\alpha)\) to \(S^n\) at the image point \(s(x)=u\) . We obtain a non-zero tangent vector field \(\theta\) in this manner, and not surprisingly, it is oriented towards the North Pole. This is because at every point of the equator \(\alpha=s(\alpha)\), \(\gamma(\alpha)=\alpha\) points outwards.


Again using stereographic projection, from the South Pole, the vector field \(-\gamma(x)\) corresponds to a vector field on the northern hemisphere that is also directed towards the North Pole. 

Now, if we join these two vector fields together, we see that the resultant vector field is directed towards the North Pole. If \(n\) is even, by the Hairy-Ball Theorem, this is impossible and hence we have a contradiction.
The visualisation of a stereographic projection; adapted from Milnor's original

Hence, our assumption that \(f(x)\neq x\) for all \(x\) in \(D^n\) is false. Or in other words, there must exist a fixed point.

We've proved it for the cases where \(n\) is, but even in the case that \(n\) is odd, this follows from our proof. In this case, \(D^n\subset D^{n+1}\). Hence any map from \(D^n\) to itself is also a map from \(D^{n+1}\) to itself and if such a map does not have a fixed point, it violates the fixed point theorem that we have established, as \(n+1\) is even. And hence this theorem applies to odd \(n\) as well.

References:


The proof of the Hairy-Ball Theorem and Brouwer's Fixed Point Theorem has been adapted from the following paper:

  • [JM1] Milnor, John-Analytic proofs of "hairy ball theorem" and Brouwer fixed-point theorem-The American Mathematical Monthly- Vol. 85, No. 7 (Aug. - Sep., 1978), pp. 521-524


For a discussion of the Poincaré-Hopf theorem and an introduction to differential topology, see:
  • [JM2] Milnor, John- Topology from the Differentiable Viewpoint- Princeton University Press


For the definitions and theorems from analysis, such as the meanings of open set, closed set, compactness and the inverse function theorem:
  • [WR] Rudin, Walter- Principles of Mathematical Analysis- McGraw-Hill
  • [TA] Apostol, Tom- Mathematical Analysis- Narosa

For general topology and some algebraic topology:
  • [MAA]- Armstrong, M.A.- Basic Topology- Springer-Verlag 
  • [KJ] - Jänich, Klaus- Topology- Springer-Verlag
  • [JRM]- Munkres, James- Topology- Prentice Hall

LaTex Test

\[ x = \frac{-b \pm \sqrt{b^2 - 4 a c}}{2 a} \]\( x = \frac{-b \pm \sqrt{b^2 - 4 a c}}{2 a} \) \( x = \frac{-b \pm \sqrt{b^2 - 4 a c}}{2 a} \)